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Table 3.2 Continued

Manager Name

Company Spun Off From

Company Formed

When

Gordon, Stephen

Sandler O'Neill & Partners

Genesis Financial Partners

1995

Guan, Raymond

J. P. Morgan

Relative Value Asset Mgt.

1998

Herrmann, Jeremy

J. P. Morgan

Ferox Capital Mgt.

2000

Hutchinson, Robert

Schroder Investment Mgt.

Hutchinson Vecchini Asset Mgt.

2000

Irwin, Tim

Salomon Smith Barney

Irwin Mgt.

1999

Jack, Roderick

Goldman Sachs

Adelphi Capital

1997

Jonsen, Marcel

Goldman Sachs

Adelphi Capital

1997

Keller, Scott

Bankers Trust

Guard Hill Capital

1995

Kerr, Alistair

Salomon Brothers

Beaver Creek

1998

Lamar, Emilio

Merrill Lynch

Columbus Advisors

1995

Machado, Dean

Bankers Trust

Guard Hill Capital

1995

McCarthy, Kent

Goldman Sachs

KCM Capital

1995

Megiris, Constantine

J. P. Morgan

Relative Value Asset Mgt.

1998

Mehrotra, Praveen

Salomon Brothers

Crest Capital Mgt.

1995

Meriwether, John

Salomon Brothers

Long-Term Capital Mgt./JWM

1993

Mezzacappa, Damon

Lazard Frères

Mezzacappa Berens

1999

Mobbs, Steve

Deutsche Morgan Grenfell

Medici Capital

1997

Och, Daniel

Goldman Sachs

Och-Ziff Capital Mgt.

1994

Ogden, Peter

Morgan Stanley

MC Organization

 N/A

Ozada, Erinch

Goldman Sachs

Pharos Fund

1996

Penn, Laurence

Lehman Brothers

Ellington Capital Mgt.

1995

Rossi, Vincent

First Boston

Turnberry Capital

1996

Rudloff, Hans-Jorg

Credit Suisse First Boston

MC Organization

 N/A

Sandell, Thomas

Bear Stearns

Sandell Asset Mgt.

1997

Scaramucci, Anthony

Goldman Sachs

Oscar Capital Mgt.

1996

Soss, Neal

Credit Suisse First Boston

Soss & Cotton

1994

Stefanou, Nicholas

Salomon Brothers

Beaver Creek

1998

Sweeney, Joe

Salomon Brothers

Cascade Partners

1995

Tepper, David

Goldman Sachs

Appaloosa Mgt.

1993

Thomas, Peter

Salomon Brothers

Crest Capital Mgt.

1995

Tolchinsky, Gabriel

Merrill Lynch

Columbus Advisors

1995

Van Kipnis, Greg*

Jefferies & Co.

Invictus Partners

1998

Vecchini, Vanni

Schroder Investment Mgt.

Hutchinson Vecchini Asset Mgt.

2000

Viegas, Alfredo

Salomon Brothers

VZB Partners

1995

Vranos, Michael

Kidder Peabody

Ellington Capital Mgt.

1995

Waldron, Mark

J. P. Morgan

Emergent Capital Inv. Mgt.

1998

Woodcock, Martin

Smith Barney

Millbrook Capital

1997

Woolley, Tim

Henderson Investors

yet to be named

2000

Yun, Daniel

Lehman Brothers

Emergent Capital Inv. Mgt.

1998

Zida, Mustafa

Salomon Brothers

VZB Partners

1995

*No longer trading.

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